The Daily We - Is the Internet really a blessing for democracy? by, Cass R. Sunstein

Of course we cannot say, from the mere fact of polarization, that there has been a movement in the wrong direction. Perhaps the more extreme tendency is better; indeed, group polarization is likely to have fueled many movements of great value, including the movement for civil rights, the antislavery movement, the movement for sex equality. All of these movements were extreme in their time, and within-group discussion bred greater extremism; but extremism need not be a word of opprobrium. If greater communications choices produce greater extremism, society may, in many cases, be better off as a result.

But when group discussion tends to lead people to more strongly held versions of the same view with which they began, and if social influences and limited argument pools are responsible, there is legitimate reason for concern. Consider discussions among hate groups on the Internet and elsewhere. If the underlying views are unreasonable, it makes sense to fear that these discussions may fuel increasing hatred and a socially corrosive form of extremism. This does not mean that the discussions can or should be regulated. But it does raise questions about the idea that "more speech" is necessarily an adequate remedy—especially if people are increasingly able to wall themselves off from competing views.

The basic issue here is whether something like a "public sphere," with a wide range of voices, might not have significant advantages over a system in which isolated consumer choices produce a highly fragmented speech market. The most reasonable conclusion is that it is extremely important to ensure that people are exposed to views other than those with which they currently agree, that doing so protects against the harmful effects of group polarization on individual thinking and on social cohesion. This does not mean that the government should jail or fine people who refuse to listen to others. Nor is what I have said inconsistent with approval of deliberating "enclaves," on the Internet or elsewhere, designed to ensure that positions that would otherwise be silenced or squelched have a chance to develop. Readers will be able to think of their own preferred illustrations. Consider, perhaps, the views of people with disabilities. The great benefit of such enclaves is that positions may emerge that otherwise would not and that deserve to play a large role in the heterogeneous public. Properly understood, the case of "enclaves," or more simply discussion groups of like-minded people, is that they will improve social deliberation, democratic and otherwise. For these improvements to occur, members must not insulate themselves from competing positions, or at least any such attempts at insulation must not be a prolonged affair.

Consider in this light the ideal of "consumer sovereignty," which underlies much of contemporary enthusiasm for the Internet. Consumer sovereignty means that people can choose to purchase, or to obtain, whatever they want. For many purposes this is a worthy ideal. But the adverse effects of group polarization show that, with respect to communications, consumer sovereignty is likely to produce serious problems for individuals and society at large—and these problems will occur by a kind of iron logic of social interactions.

The phenomenon of group polarization is closely related to the widespread phenomenon of "social cascades." Cascade effects are common on the Internet, and we cannot understand the relationship between democracy and the Internet without having a sense of how cascades work.

It is obvious that many social groups, both large and small, seem to move both rapidly and dramatically in the direction of one or another set of beliefs or actions.5 These sorts of "cascades" often involve the spread of information; in fact they are driven by information. If you lack a great deal of private information, you may well rely on information provided by the statements or actions of others. A stylized example: If Joan is unaware whether abandoned toxic waste dumps are in fact hazardous, she may be moved in the direction of fear if Mary seems to think that fear is justified. If Joan and Mary both believe that fear is justified, Carl may end up thinking so too, at least if he lacks reliable independent information to the contrary. If Joan, Mary, and Carl believe that abandoned toxic waste dumps are hazardous, Don will have to have a good deal of confidence to reject their shared conclusion.

The example shows how information travels, and often becomes quite entrenched, even if it is entirely wrong. The view, widespread in some African-American communities, that white doctors are responsible for the spread of AIDS among African Americans is a recent illustration. Often cascades of this kind are local, and take different form in different communities. Hence one group may end up believing something and another group the exact opposite, and the reason is the rapid transmission of one piece of information within one group and a different piece of information in the other. In a balkanized speech market, this danger takes a particular form: different groups may be lead to quite different perspectives, as local cascades lead people in dramatically different directions. The Internet dramatically increases the likelihood of rapid cascades, based on false information. Of course, low-cost Internet communication also makes it possible for truth, and corrections, to spread quickly as well. But sometimes this happens much too late. In that event, balkanization is extremely likely. As a result of the Internet, cascade effects are more common than they have ever been before.

As an especially troublesome example, consider widespread doubts in South Africa, where about 20 percent of the adult population is infected by the AIDS virus, about the connection between HIV and AIDS. South African President Thabo Mbeki is a well-known Internet surfer, and he learned the views of the "denialists" after stumbling across one of their websites. The views of the "denialists" are not scientifically respectable—but to a nonspecialist, many of the claims on their (many) sites seem quite plausible. At least for a period, Mbeki both fell victim to a cybercascade and through his public statements, helped to accelerate one, to the point where many South Africans at serious risk are not convinced by an association between HIV and AIDS. It seems clear that this cascade effect has turned out to be deadly.

I hope that I have shown enough to demonstrate that for citizens of a heterogeneous democracy, a fragmented communications market creates considerable dangers. There are dangers for each of us as individuals; constant exposure to one set of views is likely to lead to errors and confusions, or to unthinking conformity (emphasized by John Stuart Mill). And to the extent that the process makes people less able to work cooperatively on shared problems, by turning collections of people into non-communicating confessional groups, there are dangers for society as a whole.

Common Experiences
In a heterogeneous society, it is extremely important for diverse people to have a set of common experiences.6 Many of our practices reflect a judgment to this effect. National holidays, for example, help constitute a nation, by encouraging citizens to think, all at once, about events of shared importance. And they do much more than this. They enable people, in all their diversity, to have certain memories and attitudes in common. At least this is true in nations where national holidays have a vivid and concrete meaning. In the United States, many national holidays have become mere days-off-from-work, and the precipitating occasion—President's Day, Memorial Day, Labor Day—has come to be nearly invisible. This is a serious loss. With the possible exception of the Fourth of July, Martin Luther King Day is probably the closest thing to a genuinely substantive national holiday, largely because that celebration involves something that can be treated as concrete and meaningful—in other words, it is about something.

Communications and the media are, of course, exceptionally important here. Sometimes millions of people follow the presidential election, or the Super Bowl, or the coronation of a new monarch; many of them do so because of the simultaneous actions of others. The point very much bears on the historic role of both public forums and general interest intermediaries. Public parks are places where diverse people can congregate and see one another. general interest intermediaries, if they are operating properly, give a simultaneous sense of problems and tasks.

Why are these shared experiences so desirable? There are three principal reasons:

1. Simple enjoyment is probably the least of it, but it is far from irrelevant. People like many experiences more simply because they are being shared. Consider a popular movie, the Super Bowl, or a presidential debate. For many of us, these are goods that are worth less, and possibly worthless, if many others are not enjoying or purchasing them too. Hence a presidential debate may be worthy of individual attention, for many people, simply because so many other people consider it worthy of individual attention.

2. Sometimes shared experiences ease social interactions, permitting people to speak with one another, and to congregate around a common issue, task, or concern, whether or not they have much in common with one another. In this sense they provide a form of social glue. They help make it possible for diverse people to believe that they live in the same culture. Indeed they help constitute that shared culture, simply by creating common memories and experiences, and a sense of common tasks.

3. A fortunate consequence of shared experiences—many of them produced by the media—is that people who would otherwise see one another as unfamiliar can come to regard one another as fellow citizens, with shared hopes, goals, and concerns. This is a subjective good for those directly involved. But it can be objectively good as well, especially if it leads to cooperative projects of various kinds. When people learn about a disaster faced by fellow citizens, for example, they may respond with financial and other help. The point applies internationally as well as domestically; massive relief efforts are often made possible by virtue of the fact that millions of people learn, all at once, about the relevant need.

How does this bear on the Internet? An increasingly fragmented communications universe will reduce the level of shared experiences having salience to a diverse group of Americans. This is a simple matter of numbers. When there were three television networks, much of what appeared would have the quality of a genuinely common experience. The lead story on the evening news, for example, would provide a common reference point for many millions of people. To the extent that choices proliferate, it is inevitable that diverse individuals, and diverse groups, will have fewer shared experiences and fewer common reference points. It is possible, for example, that some events that are highly salient to some people will barely register on others' viewscreens. And it is possible that some views and perspectives that seem obvious for many people will, for others, seem barely intelligible.

This is hardly a suggestion that everyone should be required to watch the same thing. A degree of plurality, with respect to both topics and points of view, is highly desirable. Moreover, talk about "requirements" misses the point. My only claim is that a common set of frameworks and experiences is valuable for a heterogeneous society, and that a system with limitless options, making for diverse choices, could compromise the underlying values.

Changing Filters
My goal here has been to understand what makes for a well-functioning system of free expression, and to show how consumer sovereignty, in a world of limitless options, could undermine that system. The point is that a well-functioning system includes a kind of public sphere, one that fosters common experiences, in which people hear messages that challenge their prior convictions, and in which citizens can present their views to a broad audience. I do not intend to offer a comprehensive set of policy reforms or any kind of blueprint for the future. In fact, this may be one domain in which a problem exists for which there is no useful cure: the genie might simply be out of the bottle. But it will be useful to offer a few ideas, if only by way of introduction to questions that are likely to engage public attention in coming years.

In thinking about reforms, it is important to have a sense of the problems we aim to address, and some possible ways of addressing them. If the discussion thus far is correct, there are three fundamental concerns from the democratic point of view. These include:

(a) the need to promote exposure to materials, topics, and positions that people would not have chosen in advance, or at least enough exposure to produce a degree of understanding and curiosity;

(b) the value of a range of common experiences;

(c) the need for exposure to substantive questions of policy and principle, combined with a range of positions on such questions.

Of course it would be ideal if citizens were demanding, and private information providers were creating, a range of initiatives designed to alleviate the underlying concerns. Perhaps they will; there is some evidence to this effect. New technology can expose people to diverse points of view and creates opportunities for shared experiences. People may, through private choices, take advantage of these possibilities. But, to the extent that they fail to do so, it is worthwhile to consider private and public initiatives designed to pick up the slack.

Drawing on recent developments in regulation generally, we can see the potential appeal of five simple alternatives. Of course, different proposals would work better for some communications outlets than others. I will speak here of both private and public responses, but the former should be favored: they are less intrusive, and in general they are likely to be more effective as well.

Disclosure: Producers of communications might disclose important information on their own, about the extent to which they are promoting democratic goals. To the extent that they do not, they might be subject to disclosure requirements (though not to regulation). In the environmental area, this strategy has produced excellent results. The mere fact that polluters have been asked to disclose toxic releases has produced voluntary, low-cost reductions. Apparently fearful of public opprobrium, companies have been spurred to reduce toxic emissions on their own. The same strategy has been used in the context of both movies and television, with ratings systems designed partly to increase parental control over what children see. On the Internet, many sites disclose that their site is inappropriate for children.

The same idea could be used far more broadly. Television broadcasters might, for example, be asked to disclose their public interest activities. On a quarterly basis, they might say whether and to what extent they have provided educational programming for children, free air time for candidates, and closed captioning for the hearing impaired. They might also be asked whether they have covered issues of concern to the local community and allowed opposing views a chance to speak. The Federal Communications Commission has already taken steps in this direction; it could do a lot more. Of course, disclosure is unlikely to be a full solution to the problems that I have discussed here. But modest steps in this direction are likely to do little harm and at least some good.

Self-Regulation: Producers of communications might engage in voluntary self-regulation. Some of the difficulties in the current speech market stem from relentless competition for viewers and listeners, competition that leads to a situation that many broadcast journalists abhor about their profession, and from which society does not benefit. The competition might be reduced via a "code" of appropriate conduct, agreed upon by various companies, and encouraged but not imposed by government. In fact, the National Association of Broadcasters maintained such a code for several decades, and there is growing interest in voluntary self-regulation for both television and the Internet. The case for this approach is that it avoids government regulation while at the same time reducing some of the harmful effects of market pressures. Any such code could, for example, call for an opportunity for opposing views to speak, or for avoiding unnecessary sensationalism, or for offering arguments rather than quick soundbites whenever feasible. On television, as distinct from the Internet, the idea seems quite feasible. But perhaps Internet sites could also enter into informal, voluntary arrangements, agreeing to create links, an idea to which I will shortly turn.

Subsidy: The government might subsidize speech, as, for example, through publicly subsidized programming or publicly subsidized websites. This is, of course, the idea that motivates the Public Broadcasting System. But it is reasonable to ask whether the PBS model is not outmoded. Other approaches, similarly designed to promote educational, cultural, and democratic goals, might well be ventured. Perhaps government could subsidize a "Public.net" designed to promote debate on public issues among diverse citizens—and to create a right of access to speakers of various sorts.7

Links: Websites might use links and hyperlinks to ensure that viewers learn about sites containing opposing views. A liberal magazine's website might, for example, provide a link to a conservative magazine's website, and the conservative magazine might do the same. The idea would be to decrease the likelihood that people will simply hear echoes of their own voices. Of course many people would not click on the icons of sites whose views seem objectionable; but some people would, and in that sense the system would not operate so differently from general interest intermediaries and public forums. Here, too, the ideal situation would be voluntary action. But if this proves impossible, it is worth considering both subsidies and regulatory alternatives.

Public Sidewalk: If the problem consists in the failure to attend to public issues, the most popular websites in any given period might offer links and hyperlinks, designed to ensure more exposure to substantive questions. Under such a system, viewers of especially popular sites would see an icon for sites that deal with substantive issues in a serious way. It is well established that whenever there is a link to a particular webpage from a major site, such as MSNBC, the traffic is huge. Nothing here imposes any requirements on viewers. People would not be required to click on links and hyperlinks. But it is reasonable to expect that many viewers would do so, if only to satisfy their curiosity. The result would be to create a kind of Internet "sidewalk" that promotes some of the purposes of the public forum doctrine. Ideally, those who create websites might move in this direction on their own. To those who believe that this step would do no good, it is worth recalling that advertisers are willing to spend a great deal of money to obtain brief access to people's eyeballs. This strategy might be used to create something like a public sphere as well.

These are brief thoughts on some complex subjects. My goal has not been to evaluate any proposal in detail, but to give a flavor of some possibilities for those concerned to promote democratic goals in a dramatically changed media environment.8 The basic question is whether it might be possible to create spaces that have some of the functions of public forums and general interest intermediaries in the age of the Internet. It seems clear that government's power to regulate effectively is diminished as the number of options expands. I am not sure that any response would be worthwhile, all things considered. But I am sure that if new technologies diminish the number of common spaces, and reduce, for many, the number of unanticipated, unchosen exposures, something important will have been lost. The most important point is to have a sense of what a well-functioning democratic order requires.

Beyond Anticensorship
My principal claim here has been that a well-functioning democracy depends on far more than restraints on official censorship of controversial ideas and opinions. It also depends on some kind of public sphere, in which a wide range of speakers have access to a diverse public—and also to particular institutions, and practices, against which they seek to launch objections.

Emerging technologies, including the Internet, are hardly an enemy here. They hold out far more promise than risk, especially because they allow people to widen their horizons. But to the extent that they weaken the power of general interest intermediaries and increase people's ability to wall themselves off from topics and opinions that they would prefer to avoid, they create serious dangers. And if we believe that a system of free expression calls for unrestricted choices by individual consumers, we will not even understand the dangers as such. Whether such dangers will materialize will ultimately depend on the aspirations, for freedom and democracy alike, by whose light we evaluate our practices. What I have sought to establish here is that in a free republic, citizens aspire to a system that provides a wide range of experiences—with people, topics, and ideas—that would not have been selected in advance. Originally published in the Summer 2001 issue of Boston Review